Das Management muss sich unter solchen Voraussetzungen natürlich auch nicht wundern, dass das Nasdaq - Listing auf der Kippe steht.
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The public offering price per common share will be determined between us, the underwriter and investors based on market conditions at the time of pricing and may be at a discount to the current market price of our common stock
Der Lehrer hat seinen Schülern für Ungehorsam an der Hauptversammlung auf die Finger geschlagen.
Dann werde ich mich mal in die Reihe der Verlustverkäufer einreihen!
Certain Adjustments to the Common Warrants
Under Section 305 of the Code, an adjustment to the number of shares of common stock issued on the exercise of the common warrants, or an adjustment to the exercise price of the warrants, may be treated as a constructive distribution to a Non-U.S. Holder of the common warrants if, and to the extent that, such adjustment has the effect of increasing such Non-U.S. Holder’s proportionate interest in our “earnings and profits” or assets, depending on the circumstances of such adjustment (for example, if such adjustment is to compensate for a distribution of cash or other property to our shareholders). Adjustments to the exercise price of common warrants made pursuant to a bona fide reasonable adjustment formula that has the effect of preventing dilution of the interest of the holders of the common warrants generally should not be considered to result in a constructive distribution. Such constructive distribution would be treated as a dividend, return of capital or capital gain as described under the heading “Distributions” below. Any such constructive distribution would be taxable whether or not there is an actual distribution of cash or other property.
ir.heatbio.com/all-sec-filings/content/...53350-19-001031.pdf
Lesen und verstehen!
www.law.cornell.edu/cfr/text/26/1.305-7
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DESCRIPTION OF OUR SECURITIES
General
See “—Irrevocable Proxy to Increase in the Authorized Number of Shares of Common Stock, Effect a Reverse Stock Split, and Create Blank Check Preferred Stock” for information regarding our plan to: (i) increase our authorized number of shares of common stock, (ii) effect a reverse stock split, and (iii) create blank check preferred stock.
DEFINITION of Blank Check Preferred Stock
Blank check preferred stock is a method companies use to simplify the process of creating new classes of preferred stock to raise additional funds from sophisticated investors without obtaining separate shareholder approval.
www.investopedia.com/terms/b/blankcheckpreferred.asp
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