DGAP-PVR: VARTA AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
02.02.2021 - 08:33 | Quelle: Dow Jones Newswire Web
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DGAP Voting Rights Announcement: VARTA AG
VARTA AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
2021-02-02 / 08:33
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: VARTA AG
Street: VARTA-Platz 1
Postal code: 73479
City: Ellwangen
Germany
Legal Entity Identifier (LEI): 529900E7KB95KOXBWP63
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
28 Jan 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.01 % 4.53 % 6.53 % 40421686
Previous 0.004 % 5.04 % 5.04 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0TGJ55 0 812022 0 % 2.01 %
Total 812022 2.01 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right To Recall Open 292642 0.72 %
Call Option 19.03.2021 5000 0.01 %
Total 297642 0.74 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Call Warrant 31.12.2030 Cash 579089 1.43 %
Swap 31.12.2030 Cash 865096 2.14 %
Put Warrant 18.06.2021 Cash 520 0.001 %
CFD 28.01.2031 Cash 82102 0.20 %
Put Option 19.03.2021 Physical 5000 0.01 %
Total 1531808 3.79 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
The Goldman Sachs Group, % % %
Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs (Cayman) % % %
Holding Company
Goldman Sachs Bank % % %
Europe SE
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman, Sachs & Co. % % %
Wertpapier GmbH
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs (UK) % % %
L.L.C.
Goldman Sachs Group UK % % %
Limited
Goldman Sachs % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
01 Feb 2021
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2021-02-02 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at
www.dgap.de --------------------------------------------------
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Language: English
Company: VARTA AG
VARTA-Platz 1
73479 Ellwangen
Germany
Internet:
www.varta-ag.comEnd of News DGAP News Service
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1165021 2021-02-02
END) Dow Jones Newswires
February 02, 2021 02:33 ET (07:33 GMT)