UNITED ST
A
TES SECURITIES
AND EXCHANGE COMMISSION
W
ashington, D.C. 20549
_____________________________________________
Form 10-Q
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the Quarterly Period Ended September 30, 2013
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File Number: 000-28820
_____________________________________________
JONES SODA
CO.
(Exact name of r
egistrant as specified in its charter)
_____________________________________________
Washington
52-2336602
(State or other jurisdiction of
(I.R.S. Employer
incorporation or organization)
Identification No.)
1000 First Avenue South, Suite 100
Seattle, Washington
98134
(Address of principal executive offices)
(Zip Code)
_____________________________________________
(206) 624-3357
(Registrant’
s telephone number
, including ar
ea code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of
1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Y
es
No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate
W
eb site, if any
, every Interactive Data File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T
(§232.405 of this chapter) during the preceding 12 months (or for such
shorter period that the registrant was required to submit and post such files).
Y
es
No
Indicate by check mark whether the registrant is a lar
ge accelerated filer
, an accelerated filer
, a non-accelerated filer
, or a smaller reporting
company
. See the definitions of “lar
ge accelerated filer
,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act.
(Check one):
Lar
ge accelerated filer
Accelerated filer
Non-accelerated filer
(Do not check if a smaller reporting company)
Smaller reporting company
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Act).
Y
es
No
As of
November 4, 2013
, there were
38,680,416
shares of the Company’
s common stock issued and outstandin
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