Goldman Sachs und Pacific Ethanol

13-05-2014 23:08  DJ Pacific Ethanol Files 8K - Other Events >PEIX


Pacific Ethanol Inc. (PEIX) filed a Form 8K - Other Events - with the U.S Securities and Exchange Commission on May 09, 2014.


On May 9, 2014, Pacific Ethanol, Inc. (the "Company") filed a prospectus supplement to its Registration Statement on Form S-3 (File No. 333-195364) with the Securities and Exchange Commission (as supplemented, the "Registration Statement") in connection with the proposed offer and sale by the Company of 1,346,852 shares of the Company's common stock, $0.001 par value (the "Common Stock"), consisting of 295,651 shares of Common Stock ("Series A Warrant Shares") that are issuable from time to time upon exercise of the Company's Series A Warrants issued on March 28, 2013 ("Series A Warrants") and 1,051,201 shares of Common Stock ("Series B Warrant Shares" and together with the Series A Warrant Shares, the "Warrant Shares") that are issuable from time to time upon exercise of the Company's Series B Warrants issued on March 28, 2013 ("Series B Warrants", and together with the Series A Warrants, the "Warrants"), as described in the Registration Statement. In connection with the offering pursuant to the Registration Statement, the legal opinion letter of Troutman Sanders LLP, counsel to the Company, regarding the validity of the Warrant Shares is filed as Exhibit 5.1 to this Current Report on Form 8-K. The legal opinion letter is also filed with reference to, and is hereby incorporated by reference into, the Registration Statement.