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Das Verfahren bleibt in California.
3rd Pacer--JOINT CASE MANAGEMENT STATEMENT
posted on Dec 18, 08 09:54PM
3rd Pacer--JOINT CASE MANAGEMENT STATEMENT
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
HTC CORPORATION and HTC
AMERICA, INC.,
Plaintiffs,
v.
TECHNOLOGY PROPERTIES
LIMITED, PATRIOT SCIENTIFIC CORPORATION and ALLIACENSE LIMITED,
Defendants.
No. C 08 00882 JF
No. C 08 00884 JF
Both Cases Related to No. C 08 0877 JF
JOINT CASE MANAGEMENT STATEMENT
NO. C 08- 0882 JF AND C 08-0884 JF
ASUSTEK COMPUTER, INC. and
ASUS COMPUTER INTERNATIONAL,
Plaintiffs,
v.
TECHNOLOGY PROPERTIES
LIMITED, PATRIOT SCIENTIFIC
CORPORATION, MCM PORTFOLIO
LLC and ALLIACENSE LIMITED,
Defendants.
This Joint Case Management Statement is submitted by the Parties in Case Nos. C 08 0882 and C 08 0884. These cases are related to Acer et al. v. TPL et al., Case No. C 08 0877 (collectively, the “Related Cases”). Pursuant to the Conference of Counsel conducted on December 15, 2008 and in preparation for the Case Management Conference now on Calendar for December 19, 2008, Plaintiffs HTC Corporation (“HTC Corp.”), HTC America Inc. (“HTC America”) (collectively “HTC”), ASUSTeK Computer Inc. (“ASUSTeK”), and ASUS Computer international (“ASUS International”) (collectively Plaintiffs) and Defendants Technology Properties Limited (“TPL”), Patriot Scientific Corporation (“Patriot”), Alliacense Limited (“Alliacense”), and MCM Portfolio LLC (“MCM”) (collectively “Defendants”) (the Plaintiffs and Defendants are collectively “the Parties” and individually a “Party”) submit this Joint Case Management Statement.
I. JURISDICTION AND SERVICE
No dispute exists regarding personal jurisdiction. All parties have been served. Defendants disputed this Court’s subject matter jurisdiction over Plaintiffs’ declaratory judgment claims pursuant to 28 U.S.C. 1331, 1338, 2001 and 2202, and moved for the dismissal of each of the Related Cases under Fed. R. Civ. P. 12(b)(1) (the “Motions to Dismiss”). As alternative relief in the Motions to Dismiss, Defendants also sought a change of venue under 28 U.S.C. 1440(a) to the United States District Court for the Eastern District of Texas (where Defendants in these Related Cases subsequently filed infringement actions involving certain common parties and some common patents). Defendants’ Motions to Dismiss were fully briefed and argued, and this Court denied those Motions on October 21, 2008.
II. FACTS AND THE PRINCIPAL FACTUAL ISSUES IN DISPUTE
Plaintiffs filed their respective declaratory judgment actions on February 8, 2008. Through their original and amended complaints, Plaintiffs assert that they did not, have not, and do not infringe any valid claims of certain United States Patents controlled, owned, and licensed by the Defendants. Plaintiffs further contend that for months prior to the commencement of the related actions, Defendants contacted each of them claiming that products made, used, and/or offered for sale by the Plaintiffs infringe one or more claims of certain patents owned, controlled and licensed by the Defendants. Defendant TPL asserts it is a small-entity patent owner involved for over twenty years with the development, manufacture and marketing of innovative high technology products. As discussed below, TPL and the other Defendants assert that they hold patents on several different aspects of high-speed computer microprocessors and on devices related to flash memory, and that Plaintiffs have infringed those patents by making, using, selling, offering for sale, and importing products covered by its patent portfolios. Defendants’ patent portfolios are referred to as the MMP Portfolio and the Core Flash Portfolio.1 The patents in dispute among the Parties in the related actions are as follows:
HTC et al. v. TPL et al., Case No. C08 0882 (the “HTC Action”): HTC Corp. and HTC America seek declarations of non-infringement and/or invalidity, and Defendants seek damages and an injunction for infringement of the following United States Patents:
• 5,809,336 (the “’336 Patent”) (MMP Portfolio),
• 5,784,584 (the “’584 Patent”) (MMP Portfolio),2
• 5,440,749 (the “’749 Patent”) (MMP Portfolio),
• 6,598,148 (the “’148 Patent”) (MMP Portfolio), and
1 MMP Portfolio and Core Flash Portfolio are trademark designations used by the defendants to refer to their portfolio of patents.
2 The ’584 Patent is not part of Defendants’ Counterclaims against HTC. • 5,530,890 (the “’890 Patent”) (MMP Portfolio).
3 ASUSTeK et al. v. TPL et al., Case No. C 08-0884 JF (the “ASUSTeK Action”):
ASUSTeK and ASUS International (collectively “ASUS”) seek declarations of non-infringement and/or invalidity, and Defendants seek damages and an injunction for infringement of the following United States Patents:
• ’336 (MMP Portfolio),
• ’584 (MMP Portfolio),4
• ’749 (MMP Portfolio),
• ’890 (MMP Portfolio),
• 6,438,638 (the “’638 Patent”) (Core Flash),
• 6,976,623 (the “’623 Patent”) (Core Flash),
• 7,295,443 (the “’443 Patent”) (Core Flash), and
• 7,162,549 (the “’549 Patent”) (Core Flash).5
III. THE PRINCIPAL LEGAL ISSUES IN DISPUTE
The principal legal issues that the Parties dispute are:
• The meaning of various claim terms of the patents-in-suit;
• Whether the Plaintiffs infringe any of the patents-in-suit;
• Whether any infringement by Plaintiffs was willful; and
• Whether the patents-in-suit are invalid and/or unenforceable.
IV. MOTIONS AND HEARINGS
Prior Motions: Defendants’ Motions to Dismiss were denied on October 21, 2008. Defendants filed a Motion to Compel Depositions and Trial Testimony of Plaintiff HTC’s Witnesses in this District (“Motion to Compel”) in the HTC Action. The Motion to Compel has 3 HTC added the ’890 patent to the California Action in its First Amended Complaint. 4 The ’584 Patent is not part of Defendants’ Counterclaims against ASUS. 5 ASUS filed a second amended complaint adding the following patents: the ’890, ’443 and ’549 Patents. See Section V. been fully briefed and argued. The Court granted in part and denied in part the Motion to Compel on December 16, 2008. Pending Motions: There are no pending motions. Anticipated Motions: Plaintiffs anticipate filing one or more motions regarding summary judgment and/or discovery. Defendants also anticipate filing one or more motions regarding summary judgment and/or discovery. In addition, the Parties anticipate motion practice and briefing concerning claim construction.
V. AMENDMENT OF PLEADINGS
On February 8, 2008, HTC filed a declaratory judgment action in this Court against TPL, Alliacense, and Patriot (Case No. 5:08-cv-00882-JF) directed at the ’749, ’336, ’584 and ’148 Patents. On July 10, HTC filed a First Amended Complaint to include the ’890 Patent. On February 8, 2008, ASUSTeK filed a declaratory judgment action in this Court against TPL, Alliacense, and Patriot (Case No. 5:08-cv-00884-JF) directed at the ’749, ’336, ’623, ’638 and ’584 Patents. On February 13, 2008, ASUSTeK filed its First Amended Complaint adding ASUS International as a plaintiff, and MCM as an additional defendant. On September 23, 2008, ASUS filed a Second Amended Complaint to include the ’890, ’443 and ’549 Patents. On November 21, 2008, Defendants filed their Answers and Counterclaims in the Northern District of California declaratory judgment actions (Case Nos. 5:08-cv-00882-JF and 5:08-cv-00884-JF). On December 11, 2008, Plaintiffs filed their Replies to the Defendants’ Counterclaims.
VI. EVIDENCE PRESERVATION
All Parties have taken appropriate steps to preserve any and all evidence that may be of relevance to the issues in the present action.
VII. DISCLOSURES
HTC and Defendants exchanged their Fed. R. Civ. P. 26(a)(1) Initial Disclosures on November 21, 2008. ASUS and Defendants agreed that they will exchange their Fed. R. Civ. P. 26(a)(1) Initial Disclosures on January 9, 2009. On December 5, 2008, Defendants served their Disclosure of Asserted Claims and Preliminary Infringement Contentions with respect to HTC pursuant to Patent Local Rules 3-1 and 3-2.
VIII. DISCOVERY
HTC served upon Defendants its First Set of Interrogatories and First Set of Requests for Production of Documents and Things on December 15-16, 2008. Defendants have not served discovery upon Plaintiffs yet. The Parties conducted their Conferences of Parties under Rule 26(f) on July 15, 2008 and on December 15, 2008. Pursuant to Fed. R. Civ. P. 26(f), the Parties submit the following discovery plan:
(1) Changes to disclosures. HTC expects to supplement its Initial Disclosures. The Parties currently do not expect any further changes to their disclosures or any deviations from
the requirements of Rule 26(a)(1).
(2) Subjects on which discovery may be needed. Essential discovery for Plaintiffs will include evidence relating to alleged invalidity, non-infringement and unenforceability of the patents-in-suit. Defendants will seek discovery relating to their counterclaims for patent infringement and willfulness.
(3) Issues relating to disclosure or discovery of electronically stored information. The Parties anticipate that certain discovery may be produced in electronic form and have agreed to meet and confer, as necessary, to resolve any issues concerning electronic discovery as they arise. The Parties agree to meet and confer regarding the production format for electronic material.
(4) Issues relating to claims of privilege or of protection as trial-preparation material. The Parties will meet and confer as necessary to discuss this when the issue arises.
(5) Changes in limitations on discovery. Each side6 per case shall be entitled to conduct no more than twenty five (25) depositions, excluding expert witnesses. Each side per
6 A “side” shall consist of the whole group of Plaintiffs or the whole group of Defendants in a given action, meaning that there shall be separate limitations for both actions. case shall be entitled to propound no more than twenty five (25) interrogatories; provided, however, that the Parties reserve the right to approach the Court, upon a showing of good cause, for leave to serve additional interrogatories. Service of discovery requests and discovery responses among the Parties may be made by electronic mail (with copies sent via U.S. Mail), or by other means of service permitted under the F.R.C.P. Deadlines for discovery responses shall be determined by applicable procedural rules.
(6) Orders that should be entered by the court. The Parties agree that a protective order governing the treatment of confidential information will be required.
(7) Depositions and Trial. No depositions have been noticed or taken by either side yet. In their Motion to Compel, Defendants took the position that HTC should be required to produce all party witnesses for depositions and trial in the Northern District of California. In its Opposition, HTC took the position that overseas witnesses could be deposed in the Northern District of California on a case-by-case basis. This dispute has been briefed, heard and decided. The Court’s decision on December 16, 2008 ruled: “it will be less costly and disruptive to have all HTC’s 30(b)(6) designees deposed in this district. HTC shall bear all travel costs associated with their designated 30(b)(6) witness(es). The depositions of any non-30(b)(6) designated officers, directors, or HTC employees shall also take place in this district. However, defendants shall pay the costs of business class airfare for these deponents. Should defendants find it more cost effective to take the HTC employees’ consecutive depositions in Taiwan, they may arrange to do so with HTC.” HTC Action, Docket No. 68. The Court also ruled that any party may “move for an exception for any individual deposition, should the parties’ vigorous meet and confer efforts fail.” Id.
(8) Production of English language documents. Plaintiffs will produce English versions of all documents produced in these cases if such English versions are available. The parties further agree to meet and confer to establish a protocol concerning translations of foreign language documents, with consideration toward minimizing costs of translation and focusing any disputes as to translations.
IX. CLASS ACTIONS
This action is not a class action.
X. RELATED CASES
The HTC Action (Case No. 5:08-cv-00882) and the ASUSTeK Action (Case No. 5:08-cv- 00884) have each been related to the Acer/Gateway Action (Case No. 5:08-cv-00877). Barco NV, a Belgian corporation, filed a declaratory judgment action against TPL, Patriot and Alliacense on December 1, 2008 (Case No. 5:08-cv-05398) directed at the ’749, ’584 and ’890 Patents. Barco NV has moved to relate its declaratory judgment action to the Acer/Gateway Action (Case No. 5:08-cv-00877), the HTC Action (Case No. 5:08-cv-00882) and the ASUSTeK Action (Case No. 5:08-cv-00884) (“Motion to Relate Cases”). TPL, Patriot and Alliacense have opposed the Motion to Relate Cases, and the briefing has not been completed yet. See Docket No. 66 (HTC Action); Docket No. 68 (ASUSTeK Action). HTC and ASUS do not oppose the Motion to Relate Cases.
XI. RELIEF
Plaintiffs seek a declaratory judgment against Defendants for non-infringement and invalidity of the patents-in-suit. Defendants seek damages from patent infringement and injunctions for the patents-in-suit except for the ’584 Patent.
XII. SETTLEMENT AND ADR
The Parties have engaged in mediation, but have not settled the disputes to date. See Docket Nos. 42 and 62 (ASUSTeK Action); Docket Nos. 33 and 50 (HTC Action).
XIII. CONSENT TO MAGISTRATE JUDGE FOR ALL PURPOSES
The Parties do not consent to have a magistrate judge conduct all further proceedings including trial and entry of judgment. A declination to proceed before a Magistrate Judge for all purposes was filed in the Acer/Gateway Action 5:08-cv-00877, and the HTC Action and ASUSTeK Action have been deemed related cases. See Docket No. 4 (Acer/Gateway Action).
XIV. OTHER REFERENCES
This case is not suitable for reference to binding arbitration, a special master, or the Judicial Panel on Multidistrict Litigation.
XV. NARROWING OF ISSUES
The Parties will most likely file one or more dispositive motions seeking to narrow the issues in this case. Both Parties anticipate filing one or more motions for summary judgment.
XVI. EXPEDITED SCHEDULE
Plaintiffs and Defendants agree that this case is not suitable for expedited handling.
XVII. SCHEDULING
During the November 7, 2008 Case Management Conference, the Court adopted the schedule shown below for the HTC case (No. 5:08-cv-00882-JF), which is the same schedule the Court adopted for the Acer case (No. 5:08-cv-00877-JF). For the ASUS case (No. 5:08-cv- 00884-JF), the Parties propose the schedule indicated in the chart below, which is based on the Federal Rules of Civil Procedure, Local Rules, Patent Local Rules, Parties’ negotiations and the Case Management Conference to be held on December 19, 2008. The Court will hold a Status Conference after the Markman Ruling to set dates regarding the close of fact discovery, expert disclosures, close of expert discovery, deadline to file dispositive motions, mediation and all other
pre-trial dates.
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Rule 26(f)
conference
July 16, 2008
F.R.C.P. 26(f)
December 15, 2008
F.R.C.P. 26(f)
Rule 26(a) Initial Disclosures
November 21, 2008
F.R.C.P. 26(a)
January 14, 2009
F.R.C.P. 26(a)
Due Date for Defendants’
Answers and/or Counterclaims
November 21, 2008 November 21, 2008
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Last Day to Serve Initial Disclosure of Asserted Claims and
Preliminary Infringement Contentions (and related documents)
December 5, 2008
(P.L.R. 3-1, 3-2)
January 9, 2009 as to MMP Portfolio January 23, 2009
as to Core Flash Portfolio
(P.L.R. 3-1, 3-2)
Last Day to Serve Preliminary Invalidity Contentions (and related documents)
January 20, 2009
(P.L.R. 3-3, 3-4)
February 24, 2009 as to MMP Portfolio April 28, 2009
as to Core Flash Portfolio
(P.L.R. 3-3, 3-4)
Last Day to Exchange List of “Proposed Terms and Claim Elements
for Construction” February 3, 2009
(P.L.R. 4-1)
March 6, 2009 as to MMP Portfolio
May 8, 2009 as to Core Flash Portfolio
(P.L.R. 4-1)
Last Day to Exchange “Preliminary Claim Constructions and
Extrinsic Evidence” February 23, 2009
(P.L.R. 4-2)
March 26, 2009 as to MMP Portfolio May 28, 2009
as to Core Flash Portfolio
(P.L.R. 4-2)
Last Day to File Joint Claim Construction and Prehearing
Statement
April 24, 2009
(P.L.R. 4-3)
April 24, 2009 as to MMP Portfoiio July 28, 2009
as to Core Flash Portfolio
(P.L.R. 4-3)
Claim Construction Discovery Closes May 25, 2009
(P.L.R. 4-4)
May 25, 2009 as to MMP Portfolio August 28, 2009
as to Core Flash Portfolio
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
(P.L.R. 4-4)
Opening Claim Construction Brief June 8, 2009
(P.L.R. 4-5a)
June 8, 2009 as to MMP Portfolio
September 11, 2009
as to Core Flash Portfolio
(P.L.R. 4-5a)
Responsive Claim Construction Brief June 22, 2009
(P.L.R. 4-5b)
June 22, 2009
as to MMP Portfolio September 25, 2009 as to Core Flash
Portfolio
(P.L.R. 4-5b)
Reply Claim Construction Brief
June 29, 2009
(P.L.R. 4-5c)
June 29, 2009 as to MMP Portfolio October 2, 2009
as to Core Flash Portfolio
(P.L.R. 4-5c)
Patent Technology Tutorial (if desired by the Court)
* If requested by the Court *
July 20, 2009 (or at the Court’s convenience)
* If requested by the Court *
July 20, 2009 as to the MMP Portfolio (or at the Court’s
convenience) October 12, 2009
as to the Core Flash Portfolio (or at the Court’s convenience) Claim Construction Hearing [To Be Determined by the Court’s Schedule] [To Be Determined by the Court’s Schedule] Status Conference Three weeks after Claim Construction Hearing Three weeks after Claim Construction Hearings as to the MMP and Core Flash Portfolios, respectively Final Infringement Per P.L.R. 3-6 (30 days after Per P.L.R. 3-6 (30 days after claim construction ruling as to the MMP
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Contentions claim construction ruling) Portfolio) Per P.L.R. 3-6 (60 days after claim construction ruling as to the Core Flash Portfolio) Final Invalidity Contentions Per P.L.R. 3-6 (50 days after claim construction ruling) Per P.L.R. 3-6 (50 days after claim construction ruling as the MMP Portfolio) Per P.L.R. 3-6 (90 days after claim construction ruling as to the Core Flash Portfolio) Defendants to serve willfulness documents; opinion of counsel Per P.L.R. 3-8 (50 days after claim construction ruling) Per P.L.R. 3-8 (50 days after claim construction ruling as to the MMP Portfolio) Per P.L.R. 3-8 (90 days after claim construction ruling as to the Core Flash Portfolio) Close of Fact Discovery 6 months after final Invalidity Contentions 6 months after final Invalidity Contentions as to the MMP and Core Flash Portfolios, respectively Initial Expert Reports 30 days after Close of Fact Discovery 30 days after Close of Fact Discovery as to the MMP and Core Flash Portfolios, respectively Rebuttal Expert Reports 30 days after Initial Expert Reports 30 days after Initial Expert Reports as to the MMP and Core Flash Portfolios, respectively Close of Expert Discovery 2 weeks after Rebuttal Expert Reports 2 weeks after Rebuttal Expert Reports as to the MMP and Core Flash Portfolios, respectively Trial TBD at subsequent Case Management Conference in light of circumstances,
including number of disputed claim terms, accused products, and other relevant factors. TBD at subsequent Case Management Conference in light of circumstances, including number of disputed claim terms, accused products, and other relevant factors, as to the MMP and Core Flash Portfolios, respectively
XVIII. TRIAL
The case will be tried to a jury. Plaintiffs expect the duration of the trial will depend on numerous factors, including the number of disputed claim terms, the number of accused products, and other relevant factors that cannot be determined at this stage of the proceedings. Defendants expect trial will last 10-12 trial days for each patent portfolio.
XIX. DISCLOSURE OF NON-PARTY INTERESTED ENTITIES OR PERSONS
Plaintiffs filed their “Certifications of Interested Entities or Persons” on March 21, 2008 (HTC Action, No. 5:08-cv-00882, Docket No. 7; ASUSTeK Action, No. 5:08-cv-00884, Docket No. 22) and state that aside from the named Parties, there is no such interest to report.
Dated: December 18, 2008
Respectfully submitted,
By: /s/ William S. Coats
Attorneys for Plaintiffs
Respectfully submitted,
By: /s/ Ronald F. Lopez
By: /s/ Charles T. Hoge
Attorneys for Defendants
Das Verfahren bleibt in California.
3rd Pacer--JOINT CASE MANAGEMENT STATEMENT
posted on Dec 18, 08 09:54PM
3rd Pacer--JOINT CASE MANAGEMENT STATEMENT
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
HTC CORPORATION and HTC
AMERICA, INC.,
Plaintiffs,
v.
TECHNOLOGY PROPERTIES
LIMITED, PATRIOT SCIENTIFIC CORPORATION and ALLIACENSE LIMITED,
Defendants.
No. C 08 00882 JF
No. C 08 00884 JF
Both Cases Related to No. C 08 0877 JF
JOINT CASE MANAGEMENT STATEMENT
NO. C 08- 0882 JF AND C 08-0884 JF
ASUSTEK COMPUTER, INC. and
ASUS COMPUTER INTERNATIONAL,
Plaintiffs,
v.
TECHNOLOGY PROPERTIES
LIMITED, PATRIOT SCIENTIFIC
CORPORATION, MCM PORTFOLIO
LLC and ALLIACENSE LIMITED,
Defendants.
This Joint Case Management Statement is submitted by the Parties in Case Nos. C 08 0882 and C 08 0884. These cases are related to Acer et al. v. TPL et al., Case No. C 08 0877 (collectively, the “Related Cases”). Pursuant to the Conference of Counsel conducted on December 15, 2008 and in preparation for the Case Management Conference now on Calendar for December 19, 2008, Plaintiffs HTC Corporation (“HTC Corp.”), HTC America Inc. (“HTC America”) (collectively “HTC”), ASUSTeK Computer Inc. (“ASUSTeK”), and ASUS Computer international (“ASUS International”) (collectively Plaintiffs) and Defendants Technology Properties Limited (“TPL”), Patriot Scientific Corporation (“Patriot”), Alliacense Limited (“Alliacense”), and MCM Portfolio LLC (“MCM”) (collectively “Defendants”) (the Plaintiffs and Defendants are collectively “the Parties” and individually a “Party”) submit this Joint Case Management Statement.
I. JURISDICTION AND SERVICE
No dispute exists regarding personal jurisdiction. All parties have been served. Defendants disputed this Court’s subject matter jurisdiction over Plaintiffs’ declaratory judgment claims pursuant to 28 U.S.C. 1331, 1338, 2001 and 2202, and moved for the dismissal of each of the Related Cases under Fed. R. Civ. P. 12(b)(1) (the “Motions to Dismiss”). As alternative relief in the Motions to Dismiss, Defendants also sought a change of venue under 28 U.S.C. 1440(a) to the United States District Court for the Eastern District of Texas (where Defendants in these Related Cases subsequently filed infringement actions involving certain common parties and some common patents). Defendants’ Motions to Dismiss were fully briefed and argued, and this Court denied those Motions on October 21, 2008.
II. FACTS AND THE PRINCIPAL FACTUAL ISSUES IN DISPUTE
Plaintiffs filed their respective declaratory judgment actions on February 8, 2008. Through their original and amended complaints, Plaintiffs assert that they did not, have not, and do not infringe any valid claims of certain United States Patents controlled, owned, and licensed by the Defendants. Plaintiffs further contend that for months prior to the commencement of the related actions, Defendants contacted each of them claiming that products made, used, and/or offered for sale by the Plaintiffs infringe one or more claims of certain patents owned, controlled and licensed by the Defendants. Defendant TPL asserts it is a small-entity patent owner involved for over twenty years with the development, manufacture and marketing of innovative high technology products. As discussed below, TPL and the other Defendants assert that they hold patents on several different aspects of high-speed computer microprocessors and on devices related to flash memory, and that Plaintiffs have infringed those patents by making, using, selling, offering for sale, and importing products covered by its patent portfolios. Defendants’ patent portfolios are referred to as the MMP Portfolio and the Core Flash Portfolio.1 The patents in dispute among the Parties in the related actions are as follows:
HTC et al. v. TPL et al., Case No. C08 0882 (the “HTC Action”): HTC Corp. and HTC America seek declarations of non-infringement and/or invalidity, and Defendants seek damages and an injunction for infringement of the following United States Patents:
• 5,809,336 (the “’336 Patent”) (MMP Portfolio),
• 5,784,584 (the “’584 Patent”) (MMP Portfolio),2
• 5,440,749 (the “’749 Patent”) (MMP Portfolio),
• 6,598,148 (the “’148 Patent”) (MMP Portfolio), and
1 MMP Portfolio and Core Flash Portfolio are trademark designations used by the defendants to refer to their portfolio of patents.
2 The ’584 Patent is not part of Defendants’ Counterclaims against HTC. • 5,530,890 (the “’890 Patent”) (MMP Portfolio).
3 ASUSTeK et al. v. TPL et al., Case No. C 08-0884 JF (the “ASUSTeK Action”):
ASUSTeK and ASUS International (collectively “ASUS”) seek declarations of non-infringement and/or invalidity, and Defendants seek damages and an injunction for infringement of the following United States Patents:
• ’336 (MMP Portfolio),
• ’584 (MMP Portfolio),4
• ’749 (MMP Portfolio),
• ’890 (MMP Portfolio),
• 6,438,638 (the “’638 Patent”) (Core Flash),
• 6,976,623 (the “’623 Patent”) (Core Flash),
• 7,295,443 (the “’443 Patent”) (Core Flash), and
• 7,162,549 (the “’549 Patent”) (Core Flash).5
III. THE PRINCIPAL LEGAL ISSUES IN DISPUTE
The principal legal issues that the Parties dispute are:
• The meaning of various claim terms of the patents-in-suit;
• Whether the Plaintiffs infringe any of the patents-in-suit;
• Whether any infringement by Plaintiffs was willful; and
• Whether the patents-in-suit are invalid and/or unenforceable.
IV. MOTIONS AND HEARINGS
Prior Motions: Defendants’ Motions to Dismiss were denied on October 21, 2008. Defendants filed a Motion to Compel Depositions and Trial Testimony of Plaintiff HTC’s Witnesses in this District (“Motion to Compel”) in the HTC Action. The Motion to Compel has 3 HTC added the ’890 patent to the California Action in its First Amended Complaint. 4 The ’584 Patent is not part of Defendants’ Counterclaims against ASUS. 5 ASUS filed a second amended complaint adding the following patents: the ’890, ’443 and ’549 Patents. See Section V. been fully briefed and argued. The Court granted in part and denied in part the Motion to Compel on December 16, 2008. Pending Motions: There are no pending motions. Anticipated Motions: Plaintiffs anticipate filing one or more motions regarding summary judgment and/or discovery. Defendants also anticipate filing one or more motions regarding summary judgment and/or discovery. In addition, the Parties anticipate motion practice and briefing concerning claim construction.
V. AMENDMENT OF PLEADINGS
On February 8, 2008, HTC filed a declaratory judgment action in this Court against TPL, Alliacense, and Patriot (Case No. 5:08-cv-00882-JF) directed at the ’749, ’336, ’584 and ’148 Patents. On July 10, HTC filed a First Amended Complaint to include the ’890 Patent. On February 8, 2008, ASUSTeK filed a declaratory judgment action in this Court against TPL, Alliacense, and Patriot (Case No. 5:08-cv-00884-JF) directed at the ’749, ’336, ’623, ’638 and ’584 Patents. On February 13, 2008, ASUSTeK filed its First Amended Complaint adding ASUS International as a plaintiff, and MCM as an additional defendant. On September 23, 2008, ASUS filed a Second Amended Complaint to include the ’890, ’443 and ’549 Patents. On November 21, 2008, Defendants filed their Answers and Counterclaims in the Northern District of California declaratory judgment actions (Case Nos. 5:08-cv-00882-JF and 5:08-cv-00884-JF). On December 11, 2008, Plaintiffs filed their Replies to the Defendants’ Counterclaims.
VI. EVIDENCE PRESERVATION
All Parties have taken appropriate steps to preserve any and all evidence that may be of relevance to the issues in the present action.
VII. DISCLOSURES
HTC and Defendants exchanged their Fed. R. Civ. P. 26(a)(1) Initial Disclosures on November 21, 2008. ASUS and Defendants agreed that they will exchange their Fed. R. Civ. P. 26(a)(1) Initial Disclosures on January 9, 2009. On December 5, 2008, Defendants served their Disclosure of Asserted Claims and Preliminary Infringement Contentions with respect to HTC pursuant to Patent Local Rules 3-1 and 3-2.
VIII. DISCOVERY
HTC served upon Defendants its First Set of Interrogatories and First Set of Requests for Production of Documents and Things on December 15-16, 2008. Defendants have not served discovery upon Plaintiffs yet. The Parties conducted their Conferences of Parties under Rule 26(f) on July 15, 2008 and on December 15, 2008. Pursuant to Fed. R. Civ. P. 26(f), the Parties submit the following discovery plan:
(1) Changes to disclosures. HTC expects to supplement its Initial Disclosures. The Parties currently do not expect any further changes to their disclosures or any deviations from
the requirements of Rule 26(a)(1).
(2) Subjects on which discovery may be needed. Essential discovery for Plaintiffs will include evidence relating to alleged invalidity, non-infringement and unenforceability of the patents-in-suit. Defendants will seek discovery relating to their counterclaims for patent infringement and willfulness.
(3) Issues relating to disclosure or discovery of electronically stored information. The Parties anticipate that certain discovery may be produced in electronic form and have agreed to meet and confer, as necessary, to resolve any issues concerning electronic discovery as they arise. The Parties agree to meet and confer regarding the production format for electronic material.
(4) Issues relating to claims of privilege or of protection as trial-preparation material. The Parties will meet and confer as necessary to discuss this when the issue arises.
(5) Changes in limitations on discovery. Each side6 per case shall be entitled to conduct no more than twenty five (25) depositions, excluding expert witnesses. Each side per
6 A “side” shall consist of the whole group of Plaintiffs or the whole group of Defendants in a given action, meaning that there shall be separate limitations for both actions. case shall be entitled to propound no more than twenty five (25) interrogatories; provided, however, that the Parties reserve the right to approach the Court, upon a showing of good cause, for leave to serve additional interrogatories. Service of discovery requests and discovery responses among the Parties may be made by electronic mail (with copies sent via U.S. Mail), or by other means of service permitted under the F.R.C.P. Deadlines for discovery responses shall be determined by applicable procedural rules.
(6) Orders that should be entered by the court. The Parties agree that a protective order governing the treatment of confidential information will be required.
(7) Depositions and Trial. No depositions have been noticed or taken by either side yet. In their Motion to Compel, Defendants took the position that HTC should be required to produce all party witnesses for depositions and trial in the Northern District of California. In its Opposition, HTC took the position that overseas witnesses could be deposed in the Northern District of California on a case-by-case basis. This dispute has been briefed, heard and decided. The Court’s decision on December 16, 2008 ruled: “it will be less costly and disruptive to have all HTC’s 30(b)(6) designees deposed in this district. HTC shall bear all travel costs associated with their designated 30(b)(6) witness(es). The depositions of any non-30(b)(6) designated officers, directors, or HTC employees shall also take place in this district. However, defendants shall pay the costs of business class airfare for these deponents. Should defendants find it more cost effective to take the HTC employees’ consecutive depositions in Taiwan, they may arrange to do so with HTC.” HTC Action, Docket No. 68. The Court also ruled that any party may “move for an exception for any individual deposition, should the parties’ vigorous meet and confer efforts fail.” Id.
(8) Production of English language documents. Plaintiffs will produce English versions of all documents produced in these cases if such English versions are available. The parties further agree to meet and confer to establish a protocol concerning translations of foreign language documents, with consideration toward minimizing costs of translation and focusing any disputes as to translations.
IX. CLASS ACTIONS
This action is not a class action.
X. RELATED CASES
The HTC Action (Case No. 5:08-cv-00882) and the ASUSTeK Action (Case No. 5:08-cv- 00884) have each been related to the Acer/Gateway Action (Case No. 5:08-cv-00877). Barco NV, a Belgian corporation, filed a declaratory judgment action against TPL, Patriot and Alliacense on December 1, 2008 (Case No. 5:08-cv-05398) directed at the ’749, ’584 and ’890 Patents. Barco NV has moved to relate its declaratory judgment action to the Acer/Gateway Action (Case No. 5:08-cv-00877), the HTC Action (Case No. 5:08-cv-00882) and the ASUSTeK Action (Case No. 5:08-cv-00884) (“Motion to Relate Cases”). TPL, Patriot and Alliacense have opposed the Motion to Relate Cases, and the briefing has not been completed yet. See Docket No. 66 (HTC Action); Docket No. 68 (ASUSTeK Action). HTC and ASUS do not oppose the Motion to Relate Cases.
XI. RELIEF
Plaintiffs seek a declaratory judgment against Defendants for non-infringement and invalidity of the patents-in-suit. Defendants seek damages from patent infringement and injunctions for the patents-in-suit except for the ’584 Patent.
XII. SETTLEMENT AND ADR
The Parties have engaged in mediation, but have not settled the disputes to date. See Docket Nos. 42 and 62 (ASUSTeK Action); Docket Nos. 33 and 50 (HTC Action).
XIII. CONSENT TO MAGISTRATE JUDGE FOR ALL PURPOSES
The Parties do not consent to have a magistrate judge conduct all further proceedings including trial and entry of judgment. A declination to proceed before a Magistrate Judge for all purposes was filed in the Acer/Gateway Action 5:08-cv-00877, and the HTC Action and ASUSTeK Action have been deemed related cases. See Docket No. 4 (Acer/Gateway Action).
XIV. OTHER REFERENCES
This case is not suitable for reference to binding arbitration, a special master, or the Judicial Panel on Multidistrict Litigation.
XV. NARROWING OF ISSUES
The Parties will most likely file one or more dispositive motions seeking to narrow the issues in this case. Both Parties anticipate filing one or more motions for summary judgment.
XVI. EXPEDITED SCHEDULE
Plaintiffs and Defendants agree that this case is not suitable for expedited handling.
XVII. SCHEDULING
During the November 7, 2008 Case Management Conference, the Court adopted the schedule shown below for the HTC case (No. 5:08-cv-00882-JF), which is the same schedule the Court adopted for the Acer case (No. 5:08-cv-00877-JF). For the ASUS case (No. 5:08-cv- 00884-JF), the Parties propose the schedule indicated in the chart below, which is based on the Federal Rules of Civil Procedure, Local Rules, Patent Local Rules, Parties’ negotiations and the Case Management Conference to be held on December 19, 2008. The Court will hold a Status Conference after the Markman Ruling to set dates regarding the close of fact discovery, expert disclosures, close of expert discovery, deadline to file dispositive motions, mediation and all other
pre-trial dates.
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Rule 26(f)
conference
July 16, 2008
F.R.C.P. 26(f)
December 15, 2008
F.R.C.P. 26(f)
Rule 26(a) Initial Disclosures
November 21, 2008
F.R.C.P. 26(a)
January 14, 2009
F.R.C.P. 26(a)
Due Date for Defendants’
Answers and/or Counterclaims
November 21, 2008 November 21, 2008
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Last Day to Serve Initial Disclosure of Asserted Claims and
Preliminary Infringement Contentions (and related documents)
December 5, 2008
(P.L.R. 3-1, 3-2)
January 9, 2009 as to MMP Portfolio January 23, 2009
as to Core Flash Portfolio
(P.L.R. 3-1, 3-2)
Last Day to Serve Preliminary Invalidity Contentions (and related documents)
January 20, 2009
(P.L.R. 3-3, 3-4)
February 24, 2009 as to MMP Portfolio April 28, 2009
as to Core Flash Portfolio
(P.L.R. 3-3, 3-4)
Last Day to Exchange List of “Proposed Terms and Claim Elements
for Construction” February 3, 2009
(P.L.R. 4-1)
March 6, 2009 as to MMP Portfolio
May 8, 2009 as to Core Flash Portfolio
(P.L.R. 4-1)
Last Day to Exchange “Preliminary Claim Constructions and
Extrinsic Evidence” February 23, 2009
(P.L.R. 4-2)
March 26, 2009 as to MMP Portfolio May 28, 2009
as to Core Flash Portfolio
(P.L.R. 4-2)
Last Day to File Joint Claim Construction and Prehearing
Statement
April 24, 2009
(P.L.R. 4-3)
April 24, 2009 as to MMP Portfoiio July 28, 2009
as to Core Flash Portfolio
(P.L.R. 4-3)
Claim Construction Discovery Closes May 25, 2009
(P.L.R. 4-4)
May 25, 2009 as to MMP Portfolio August 28, 2009
as to Core Flash Portfolio
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
(P.L.R. 4-4)
Opening Claim Construction Brief June 8, 2009
(P.L.R. 4-5a)
June 8, 2009 as to MMP Portfolio
September 11, 2009
as to Core Flash Portfolio
(P.L.R. 4-5a)
Responsive Claim Construction Brief June 22, 2009
(P.L.R. 4-5b)
June 22, 2009
as to MMP Portfolio September 25, 2009 as to Core Flash
Portfolio
(P.L.R. 4-5b)
Reply Claim Construction Brief
June 29, 2009
(P.L.R. 4-5c)
June 29, 2009 as to MMP Portfolio October 2, 2009
as to Core Flash Portfolio
(P.L.R. 4-5c)
Patent Technology Tutorial (if desired by the Court)
* If requested by the Court *
July 20, 2009 (or at the Court’s convenience)
* If requested by the Court *
July 20, 2009 as to the MMP Portfolio (or at the Court’s
convenience) October 12, 2009
as to the Core Flash Portfolio (or at the Court’s convenience) Claim Construction Hearing [To Be Determined by the Court’s Schedule] [To Be Determined by the Court’s Schedule] Status Conference Three weeks after Claim Construction Hearing Three weeks after Claim Construction Hearings as to the MMP and Core Flash Portfolios, respectively Final Infringement Per P.L.R. 3-6 (30 days after Per P.L.R. 3-6 (30 days after claim construction ruling as to the MMP
EVENT DATE FOR HTC
(Case No. 5:08-cv-00882-JF)
PROPOSED DATE FOR ASUS
(Case No. 5:08-cv-00884-JF)
Contentions claim construction ruling) Portfolio) Per P.L.R. 3-6 (60 days after claim construction ruling as to the Core Flash Portfolio) Final Invalidity Contentions Per P.L.R. 3-6 (50 days after claim construction ruling) Per P.L.R. 3-6 (50 days after claim construction ruling as the MMP Portfolio) Per P.L.R. 3-6 (90 days after claim construction ruling as to the Core Flash Portfolio) Defendants to serve willfulness documents; opinion of counsel Per P.L.R. 3-8 (50 days after claim construction ruling) Per P.L.R. 3-8 (50 days after claim construction ruling as to the MMP Portfolio) Per P.L.R. 3-8 (90 days after claim construction ruling as to the Core Flash Portfolio) Close of Fact Discovery 6 months after final Invalidity Contentions 6 months after final Invalidity Contentions as to the MMP and Core Flash Portfolios, respectively Initial Expert Reports 30 days after Close of Fact Discovery 30 days after Close of Fact Discovery as to the MMP and Core Flash Portfolios, respectively Rebuttal Expert Reports 30 days after Initial Expert Reports 30 days after Initial Expert Reports as to the MMP and Core Flash Portfolios, respectively Close of Expert Discovery 2 weeks after Rebuttal Expert Reports 2 weeks after Rebuttal Expert Reports as to the MMP and Core Flash Portfolios, respectively Trial TBD at subsequent Case Management Conference in light of circumstances,
including number of disputed claim terms, accused products, and other relevant factors. TBD at subsequent Case Management Conference in light of circumstances, including number of disputed claim terms, accused products, and other relevant factors, as to the MMP and Core Flash Portfolios, respectively
XVIII. TRIAL
The case will be tried to a jury. Plaintiffs expect the duration of the trial will depend on numerous factors, including the number of disputed claim terms, the number of accused products, and other relevant factors that cannot be determined at this stage of the proceedings. Defendants expect trial will last 10-12 trial days for each patent portfolio.
XIX. DISCLOSURE OF NON-PARTY INTERESTED ENTITIES OR PERSONS
Plaintiffs filed their “Certifications of Interested Entities or Persons” on March 21, 2008 (HTC Action, No. 5:08-cv-00882, Docket No. 7; ASUSTeK Action, No. 5:08-cv-00884, Docket No. 22) and state that aside from the named Parties, there is no such interest to report.
Dated: December 18, 2008
Respectfully submitted,
By: /s/ William S. Coats
Attorneys for Plaintiffs
Respectfully submitted,
By: /s/ Ronald F. Lopez
By: /s/ Charles T. Hoge
Attorneys for Defendants