www.otcmarkets.com/stock/SUWN/short-sales
Reg SHO & Rule 4320 Status
Date§Reg SHO Threshold Flag Rule4320 Flag
Oct 10, 2013 Yes No
die shorties sind aktiv ...
en.wikipedia.org/wiki/Fail_to_deliver
In finance, a failure to deliver (plural fails-to-deliver) is the inability of a party to deliver a tradable asset, or meet a contractual obligation. A typical example is the failure to deliver shares as part of a short transaction. The Securities and Exchange Commission publishes "fails-to-deliver" data regarding transactions in the United States.[1]
As a remedy for this in the United States, Regulation SHO was designed.[2] Stocks bought and sold in transaction must be settled within 3 days. The buyer must deliver the cash and the seller the stock. If either party fails, a failure-to-deliver takes place.[3]
Sometimes deliberate fails-to-deliver are used to profit from falling stocks (see Bear market), so that the stock can later be purchased at a lower price, then delivered, e.g. in the week of March 10, 2008, just before the failure of Bear Stearns, the fails-to-deliver increased by 10,800 percent.[3]
According to CNN in the US markets, fails-to-deliver had reached $200 billion a day in September 2011, but no similar data has been available for Europe.[4]
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