Galaxy Asset Management: February 2024 Month End AUM

Assets Under Management ("AUM")^(a)(b) (in millions)

3/31/23

6/30/23

9/30/23

12/31/23

1/31/24

2/29/24

Funds^(c)

$2,437

$2,489

$2,305

$3,101

$3,295

$4,097

Opportunistic^(d)

-

-

$1,612

$2,078

$4,829

$6,042

Total

$2,437

$2,489

$3,917

$5,179

$8,124

$10,139

(a)   

All figures are unaudited. AUM is inclusive of sub-advised funds, committed capital closed-end vehicles, seed investments by affiliates, affiliated and unaffiliated separately managed accounts, and fund of fund products. Changes in AUM are generally the result of performance, contributions, withdrawals, new mandates, and acquisitions.

(b)   

AUM for committed capital closed-end vehicles that have completed their investment period is reported as NAV plus unfunded commitment. AUM for quarterly close vehicles is reported as of the most recent quarter available for the applicable period. AUM for affiliated separately managed accounts is reported as NAV as of the most recently available estimate for the applicable period.

(c)     

"Funds" line item consists of AUM held in GAM's Passive, Active, and Venture funds.

(d)   

"Opportunistic" AUM are near-term or mid-term engagements to unwind portfolios managed by GAM.