bitte fuellen Sie dieses kleine Formblatt aus. ;-)))
APPLICATIONS FOR REGISTRATION
Firm Applications- Use these forms to apply for registration as a Futures Commission Merchant (FCM), Introducing Broker (IB), Commodity Pool Operator (CPO), Commodity Trading Advisor (CTA) or Agricultural Trade-Option Merchant (ATM) and/or NFA membership.
Form 7-R
NFA Membership (Form 7-R Pages 6-8)
Form 1FR-FCM
Form 1FR-IB (Part A)
Form 1FR-IB (Part B) Guarantee Agreement
Foreign Firm Affidavit and Questionnaire
ATM Form 7-R
Individual Applications- Use these forms to apply for registration as an Associated Person (AP), Floor Broker (FB) or Floor Trader (FT) or for approval as a Principal or Listed Individual.
Form 8-R
Form 3-R, Part II
Study Outline for Futures Industry Examinations
Certification A (Series 31 - Futures Managed Funds Examination)
Certification B
Certification C
Certification E (Series 33 - Financial Instruments Examination)
ATM Form 8-R
ATM Form 3-R, Part II
UPDATE FORM- Use this form to report changes and corrections to any firm or individual form previously filed.
Form 3-R, Part I
ATM Form 3-R, Part I
TERMINATION/WITHDRAWAL FORMS
Firm Withdrawal- Use this form to withdraw from registration as an FCM, IB, CPO, CTA, ATM and/or to withdraw from NFA membership.
Form 7-W
ATM Form 7-W
Individual Terminations- Use these forms to terminate as an AP, Principal, Listed Individual, Branch Office Manager, FB or FT.
Form 8-T
Form 8-W
ATM Form 8-T
APPLICATIONS FOR REGISTRATION
Firm Applications- Use these forms to apply for registration as a Futures Commission Merchant (FCM), Introducing Broker (IB), Commodity Pool Operator (CPO), Commodity Trading Advisor (CTA) or Agricultural Trade-Option Merchant (ATM) and/or NFA membership.
Form 7-R
NFA Membership (Form 7-R Pages 6-8)
Form 1FR-FCM
Form 1FR-IB (Part A)
Form 1FR-IB (Part B) Guarantee Agreement
Foreign Firm Affidavit and Questionnaire
ATM Form 7-R
Individual Applications- Use these forms to apply for registration as an Associated Person (AP), Floor Broker (FB) or Floor Trader (FT) or for approval as a Principal or Listed Individual.
Form 8-R
Form 3-R, Part II
Study Outline for Futures Industry Examinations
Certification A (Series 31 - Futures Managed Funds Examination)
Certification B
Certification C
Certification E (Series 33 - Financial Instruments Examination)
ATM Form 8-R
ATM Form 3-R, Part II
UPDATE FORM- Use this form to report changes and corrections to any firm or individual form previously filed.
Form 3-R, Part I
ATM Form 3-R, Part I
TERMINATION/WITHDRAWAL FORMS
Firm Withdrawal- Use this form to withdraw from registration as an FCM, IB, CPO, CTA, ATM and/or to withdraw from NFA membership.
Form 7-W
ATM Form 7-W
Individual Terminations- Use these forms to terminate as an AP, Principal, Listed Individual, Branch Office Manager, FB or FT.
Form 8-T
Form 8-W
ATM Form 8-T