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OTC Markets Group Announces Lists of Compliance Downgrades and Caveat Emptor Designations for the Month of November

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PR Newswire

NEW YORK, Dec. 4, 2017

NEW YORK, Dec. 4, 2017 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, today announced the lists of downgrades from its respective OTCQX® and OTCQB® markets and Caveat Emptor Designations for the month of November.

Downgrades from OTCQX and OTCQB – November 2017

Company

Symbol

Original
Market

Downgraded
Market

Reason

ARIVA.DE Börsen-Geflüster

Kurse

0,00%

0,00%

0,00%

0,00%

0,00%

0,00%

0,00%

0,002 $

0,00%

FAVORED INC

0,00%

Firefish

0,00%

Konared

- $

0,00%

Longport

0,00%

NOCERA INC

0,00%

Otc Markets Group

52,90 $

+1,73%

0,00%

0,00%

0,00%

0,00%

0,00%

0,00%

0,00%

Removal Date

Atlas Energy
Group, LLC

ATLS

OTCQX
U.S.

OTCQB

Market Cap Deficiency

11/10/2017

Aytu BioScience,
Inc.

AYTUZ

OTCQX U.S.

Pink Current

Bid Price Deficiency

11/17/2017

Aytu BioScience,
Inc.

AYTUW

OTCQX U.S.

Pink Current

Bid Price Deficiency

11/17/2017

Alanco
Technologies,
Inc.

ALAN

OTCQB

Pink No Information

Non-Compliance with
OTCQB Standards

11/7/2017

Blake Insomnia
Therapeutics,
Inc.

BKIT

OTCQB

Pink Current

Non-Compliance with OTCQB
Standards

11/17/2017

KonaRed Corp

KRED

OTCQB

Pink Current

Non-Compliance with OTCQB
Standards

11/14/2017

Mag One
Products Inc.

MGPRF

OTCQB

Pink Current

Non-Compliance with OTCQB
Standards

11/2/2017

Sugarmade, Inc.

SGMD

OTCQB

Pink No
Information

Filing Delinquency

11/15/2017

Validian Corp.

VLDI

OTCQB

Pink Current

Bid Price Deficiency

11/28/2017

Vilacto Bio Inc.

VIBI

OTCQB

Pink Current

Public Interest Concern

11/28/2017

Wearable
Health
Solutions, Inc

WHSI

OTCQB

Pink No Information

Filing Delinquency

11/15/2017

XINDA
INTERNATIONAL
CORP.

XNDA

OTCQB

Pink Current

Non-Compliance with OTCQB
Standards

11/17/2017

YUS
International
Group Ltd

YUSG

OTCQB

Pink Current

Non-Compliance with OTCQB
Standards

11/28/2017

In addition to downgrades, OTC Markets Group designates certain securities as "Caveat Emptor" by placing a skull and crossbones icon next to the stock symbol on the otcmarkets.com website. The Caveat Emptor designation is intended to inform investors that there may be a public interest concern related to the security and that investors should exercise additional care and perform thorough due diligence before making an investment decision. The Caveat Emptor icon is publicly displayed on the www.otcmarkets.com website and is distributed on market data feeds.

Caveat Emptor Changes – November 2017

Company

Symbol

Caveat Emptor
Status

Market Tier

Date

AgTech Global International, Inc.

AGGL

removed

Pink Limited

11/6/2017

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