Lehman Brothers UK Capital Funding IV LP: Notice to Holders of Preferred Securities

NOTICE TO THE HOLDERS OF:

EUR 200,000,000 EURO FIXED RATE ENHANCED CAPITAL ADVANTAGED PREFERRED SECURITIES ("LP IV ECAPS")

ISSUER: LEHMAN BROTHERS UK CAPITAL FUNDING IV LP ("LP IV")

ISIN: XS0282978666

LIQUIDATION OF LB GP NO.1 LTD ("the Company") AND IMPLICATIONS FOR HOLDERS OF LP IV ECAPS

THIS NOTICE CONTAINS IMPORTANT INFORMATION THAT IS OF INTEREST TO THE REGISTERED AND BENEFICIAL OWNERS OF THE SUBJECT SECURITIES. IF APPLICABLE, ALL DEPOSITORIES, CUSTODIANS AND OTHER INTERMEDIARIES RECEIVING THIS NOTICE ARE REQUESTED TO EXPEDITE THE RE-TRANSMITTAL TO BENEFICIAL OWNERS OF THE SECURITIES IN A TIMELY MANNER.

Your attention is drawn to the formal notice contained in the PDF link below concerning the Company, LP IV and the LP IV ECAPS. In order to view the formal notice, it is recommended that you copy and paste the link into your browser.

http://www.rns-pdf.londonstockexchange.com/rns/9507I_1-2017-6-22.pdf

If you have any difficulties in opening the link, please contact Samantha Hawkins at RSM Restructuring Advisory LLP by e-mail: Samantha.Hawkins@rsmuk.com.

Dated: 23 June 2017

This notice is given by

Bruce Alexander Mackay

RSM Restructuring Advisory LLP

as Joint Liquidator of LB GP No.1 Ltd