| EQS Voting Rights Announcement: Diebold Nixdorf, Incorporated Diebold Nixdorf, Incorporated: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 17.05.2023 / 21:50 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Diebold Nixdorf, Incorporated | | Street: | 50 Executive Pkwy, P.O. Box 2520 | | Postal code: | 44236 | | City: | Hudson, OH United States | | Legal Entity Identifier (LEI): | 549300XZK6EWDBAZSY16 | 2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason: Voluntary group notification with threshold triggered at subsidiary level due to a disposal of Shares and an Exercise of Instruments | 3. Details of person subject to the notification obligation | Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 2.63 % | 2.44 % | 5.08 % | 96568896 | | Previous notification | 2.83 % | 3.66 % | 6.48 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | US2536511031 | 0 | 2542866 | 0 % | 2.63 % | | Total | 2542866 | 2.63 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Equity Call Option | From 19.05.2023 to 17.01.2025 | at any time | 13400 | 0.01 % | | Right of recall over securities lending agreements | at any time | at any time | 2275838 | 2.36 % | | | | Total | 2289238 | 2.37 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Equity Put Option | From 19.05.2023 to 17.01.2025 | at any time | Physical | 70200 | 0.07 % | | | | | Total | 70200 | 0.07 % | 8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: | | Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, Inc. | % | % | % | | Morgan Stanley Capital Services LLC | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, Inc. | % | % | % | | Morgan Stanley & Co. LLC | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley International Holdings Inc. | % | % | % | | Morgan Stanley International Limited | % | % | % | | Morgan Stanley Investments (UK) | % | % | % | | Morgan Stanley & Co. International plc | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, Inc. | % | % | % | | Morgan Stanley & Co. LLC | % | % | % | | Prime Dealer Services Corp. | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, Inc. | % | % | % | | Morgan Stanley Smith Barney LLC | % | % | % | | - | % | % | % | | Morgan Stanley | % | % | % | | Morgan Stanley Capital Management, LLC | % | % | % | | Morgan Stanley Domestic Holdings, Inc. | % | % | % | | ETCM Holdings, LLC | % | % | % | | E*TRADE Securities LLC | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
17.05.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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