UniCredit Bank AG / Rule 8.3 18.09.2014 15:20 Dissemination of a Regulatory Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION
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FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION
(a) Identity of the person whose positions/ dealings are being disclosed: UniCredit Bank AG (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Offeror: TUI AG Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: (e) Date position held/dealing undertaken: 2014-09-17 (f) Has the discloser previously disclosed, or are they today Yes disclosing, under the Code in respect of any other party to this offer?2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: TUI AG
(DE000TUAG000)
Interests Short
positions
Number % Number %
(1)Relevant securities owned 330,517 0.11% 1,106,065 0.39%
and/or controlled:
(2)Derivatives (other than 275,157 0.10% ./. 0.00%
options):
(3)Options and agreements to ./. ./. 25,367 0.01%
purchase/sell:
TOTAL: 578,674 0.20% 1,131,432 0.40%
Class of relevant security: TUI AG convertible bonds 2.75 %
(DE000TUAG158)
Interests Short
positions
Number % Number %
(1)Relevant securities owned 7,776,394 EUR 2.29% 0 0.0%
and/or controlled:
(2)Derivatives (other than ./. ./. ./. ./.
options):
(3)Options and agreements to ./. ./. ./. ./.
purchase/sell:
7,776,394 EUR 2.29% 0 0.0%
TOTAL:
Class of relevant security: TUI AG convertible bonds 5.5 %
(DE000TUAG117)
Interests Short
positions
Number % Number %
(1)Relevant securities owned 4,444,209 EUR 6.61% 0 0.0%
and/or controlled:
(2)Derivatives (other than ./. ./. ./. ./.
options):
(3)Options and agreements to ./. ./. ./. ./.
purchase/sell:
4,444,209 EUR 6.61% 0 0.0%
TOTAL:
All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
DE000TUAG158 Sale 533 EUR
DE000TUAG117 Purchase 2.477 EUR
DE000TUAG000 Purchase 23,000 11.2390 EUR
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price
relevant descrip- e.g. opening/closing a long/ reference per unit
security tion short position, increasing/ securities
e.g. CFD reducing a long/short Position
DE000TU Exchange increasing long Position 33,000 11.98
AG000 Traded
Fund
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number of Exer- Type Exp- Option
of descrip- purchasing, securities cise e.g. iry money
relev- tion selling, to which price Ameri- date paid/
ant e.g. varying etc. option per can, received
secur- call relates unit Europ- per unit
ity option ean
etc.
DE000- Standard Purchasing 26,000 Standard 1.4100
HY4QDP2 American American
Option (SU) Option (SU)
(ii) Exercising
Class of relevant Product Number of Exercise Price
security description securities per unit
e.g. call
Option
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 3(a), (b),
(c) or (d) (as appropriate) for each additional class of relevant security
dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered into by the
Person making the disclosure and any party to the offer or any Person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state
'none'
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other Person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
'none'
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: September, 18th 2014
Contact name: Rene Ludwig
Telephone number: +49-89-378 13 663
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
18.09.2014 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: UniCredit Bank AG
Kardinal-Faulhaber-Str. 1
80333 München
Germany
Phone: +49 (89) 378-252 76
Fax: +49 (89) 378-240 83
E-mail: ir@hvbgroup.com
Internet: www.hvb.de/ir
ISIN: DE0008022005
Category Code: RET
TIDM:
Sequence Number: 2268
Time of Receipt: Sep 18, 2014 15:12:34
End of Announcement DGAP News-Service
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